Financial Services

A.R. Schmeidler & Co., Inc. v. Michael Kahn and UBS Financial Services, Inc.
Docket number: 653645/2012
Jurisdiction: State Court | Location: New York | Court Name: Supreme Court of the State of New York

ARS Complaint

Document Type: Complaint

Issues: Attorneys' Fees, Breach of confidence, Value, Injunctions, Reasonable precautions to maintain secrecy, Wrongful means, Punitive Damages, Damages

Keywords: A.R. Schmeidler & Co., Inc., ARS, Breach of Code of Ethics, Breach of Duty of Loyalty, Client Account values, Client LIst, Client Lists, Code of Ethics, Code of Ethics agreement, Conversion, Financial Services, Injunciton, Injunctive Relief, investements and holdings, Kahn, Michael Kahn, Poach financial clients, Senior Vice President, Theft of Clients, UBS, UBS Financial Services, Inc., unfair competition

Document:

20121018ars-complaint.pdf

Charles Schwab & Co. Inc. v. Douglas Castro
Docket number: 650053/2013
Jurisdiction: Federal Court | Location: New York | Court Name: United States District Court for the Eastern District of New York

Complaint

Document Type: Complaint

Issues: Breach of confidence, Injunctions, Reasonable precautions to maintain secrecy, Damages, Right to Work

Keywords: breach of confidentiality, Castro, customer information, customer list, Financial Services, former employee, non-competition, non-disclosure agreement, non-solicitation, Schwab

Document:

20130107complaint.pdf